INVESTMENT FEES

Accounts with less than $1,000,000 under management have an annual fee of 1.00% and 1.50% for the portion utilizing option strategies. 

Accounts with $1,000,001 to $5,000,000 under management have an annual fee of 0.90% and 1.40% for the portion utilizing option strategies. 

Accounts with $5,000,001 to $10,000,000 under management have an annual fee of 0.80% and 1.30% for the portion utilizing option strategies. 

Accounts with over $10,000,001 under management have an annual fee of 0.70% and 1.20% for the portion utilizing option strategies. 

Fees may be negotiated at the sole discretion of the adviser.

There is currently no set limit to open or transfer an account to SHK Capital Management, Inc. for professional management. 

It is all taken care of by the custodian. At the end of each month, management fees are deducted from your account at the appropriate percentage. With multiple accounts, we normally assign one account to have all fees deducted from.

We generally focus our equity positions on common stocks, primarily with option availability, represent good value, with a stable management team, usually pays dividends. The fixed income management style tends to focus on specific US Treasury or corporate securities, mutual funds, and similar type investments. A balanced account will employ a blend of both of these management styles. 

You have goals, desires, and needs. We can help you achieve them. Our opinions and management style is solely based on achieving a consistent satisfactory return for your portfolio. Our style and strategy follow guidelines established with you in our Investment Advisory Contract and focuses on your specific goals you are seeking. We are investment advisors, not brokers or financial planners. While past performance is no assurance of future results, we try to achieve a consistent return with limited volatility, sacrificing neither principal nor liquidity for an expected return. 

Each month, you receive a statement from the custodian detailing account activity during the past month. Each quarter, SHK Capital Management, Inc. provides an investment analysis report showing how your portfolio performed for the quarter. The analysis includes items such as current holdings, dividend and interest income, portfolio yield, option income, quarter and year-to-date investment performance. 

Give us a call at (407) 967-1584 or email at hunter@shkfinancial.net to request a copy of Part II of Form ADV filed with the State of Florida Division of Securities. The document details further information.